Exam Prep - Series 63 Exam

An exam administered by the Financial Industry Regulatory Authority or FINRA, (formerly the National Association of Securities Dealers). Completion of the Series 63 exam will entitle an individual with the qualifications necessary to become a limited registered representative who solicits orders for corporate debt and equity securities such as common and preferred stock, bonds, warrants, and more.
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Exam Information
Time Limit: One hour and 15 minutes
Number of Questions: 65 (Includes 5 pre-test questions that will not count towards the final score)
Passing Score: 70%
Format: Multiple Choice
Examination Fee $82 US. Note that this is the examination fee ONLY, other fees may also apply. Please visit the FINRA Registration/Exam Fee Schedule for more information.
Prerequisites: There are no prerequisites for registration. If registering as an individual, you must complete Form U-10.
Exam Date(s): Any day of the week, excluding Sundays
Exam Locations: Find an exam center in your state here. Complete information about your appropriate testing center, admittance requirements and exam administration will be included with the enrollment confirmation form mailed to you.
Official Exam Website: www.finra.org
Exam Online Study Guide
Pass your Series 63 Exam with Investopedia's Free Online Study Guide- Click Here
Additional Exam Details

- For an in-depth breakdown, see the North American Securities Administrators Association?s (NASAA) study guide..

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